Senior Compliance Officer

Overview

This is a great opportunity for an experienced compliance professional to take on a leadership role and make a significant impact within a dynamic organization.

• Outsourced compliance function delivered to financial services clients and other FICA-accountable

• Fulfil compliance function required in terms of FAIS, FICA, and other applicable legislation and business

• Establish a culture of compliance and provide a compliance risk framework to clients.
• Assist clients to achieve the TCF outcomes.
• Perform all functions to the standard and deadlines set by Regional Manager.
• Provide clients with high quality, personalised and substantive reports.
• Include clients in compliance processes and provide post monitoring feedback.
• Maintain records as required by the business.
• Display behaviour and attitudes that positively contributes to the well-being and development of the

• Sourcing and signing up of new clients.

• A Legal/Accounting/Financial degree or
• A FSCA (FSB) recognised qualification.
• Registered as a FSCA approved Compliance Officer, Category I (Category II if possible).
• Minimum 5 years’ experience in compliance or risk management within the financial services industry

• Our client is offering a highly competitive salary for this role based on experience.
• Apply for this role today, contact Michaela Boustred at Hire Resolve or on LinkedIn
• You can also visit the Hire Resolve website: hireresolve.us or email us your CV: financialcareers@hireresolve.za.com

We will contact you telephonically in 3 days should you be suitable for this vacancy. If you are not suitable, we will put your CV on file and contact you regarding any future vacancies that arise.

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